Andrew Wayne Kern

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2016
  Lincoln Financial Advisors
  Harrisburg, PA
• 10/2016 → 09/2018
  Lpl Financial Llc
  Harrisburg, PA
• 10/2016 → 09/2018
  Integrated Wealth Concepts Llc
  Harrisburg, PA
• 09/2018 → Present
  Vicus Capital, Inc.
  State College, PA
• 09/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2016-10-28 → 2018-09-06
  Integrated Wealth Concepts Llc
  Harrisburg, PA
• 2013-05-20 → 2016-11-05
  Osaic Fa, Inc.
  Harrisburg, PA
  Harrisburg, PA
  Glastonbury, CT
• 2005-07-28 → 2013-05-22
  Ameriprise Financial Services, Llc
  Harrisburg, PA
  Mechanicsburg, PA
  Centreville, VA
  Centreville, VA

Other Businesses

(1)NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE (3) NAME OF OTHER BUSINESS: CLELAN AND COMPANY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES (4) NAME OF OTHER BUSINESS: MICHAEL J SANTANNA JR. ACHIEVEMENT FOUNDATION INVESTMENT RELATED: NO ADDRESS: 409 BROOKVIEW COURT HARRISBURG, PA 17112 NATURE OF BUSINESS: FOUNDATION START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: VICE PRESIDENT - COMMUNICATE TO THE FACULTY AND STAFF OF SCHOOLS TO HAND OUT SCHOLARSHIPS (5) NAME OF OTHER BUSINESS: KERN WEALTH MANGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2011 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR TAX PURPOSES; (6) NAME OF OTHER BUSINESS: FPA OF CENTRAL PA, INVESTMENT RELATED: NO, ADDRESS: 1131 SAND PIPER COURT, MECHANICSBURG, PA 17050, NATURE OF BUSINESS: NON-PROFIT, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 0.5, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES; (7) NAME OF OTHER BUSINESS: VOLUNTARY YOUTH SPORTS COACH; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: YOUTH SPORTS; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP COACH KIDS SPORTS; (8) NAME OF OTHER BUSINESS: AEGIS RETIREMENT STRATEGIES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLANS CONSULTING; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: CONSULTS WITH BUSINESSES ON THEIR RETIREMENT PLANS; (9) NAME OF OTHER BUSINESS: AEGIS RETIREMENT STRATEGIES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLANS CONSULTING; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: CONSULTS WITH BUSINESSES ON THEIR RETIREMENT PLANS; (10) NAME OF OTHER BUSINESS: JT DORSEY FOUNDATION INVESTMENT RELATED: NO ADDRESS: 5901 JONESTOWN ROAD PO BOX 126337 HARRISBURG PA 17112 NATURE OF BUSINESS: BOARD START DATE: 5/13/2026 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE FEEDBACK AND GENERAL SUPPORT

Exams

• S66 Uniform Combined State Law Examination
  2005-07-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant