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Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-31
CA RA APPROVED 2021-08-30
  • NJ RA
    APPROVED
    Since 2021-08-31
  • CA RA
    APPROVED
    Since 2021-08-30

Branch Locations

Newport Beach, CA • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 04/2021 Present
Blackrock Investments Llc San Francisco CA 04/2021 Present
Gw&K Investment Management Boston MA 07/2020 08/2020
Wells Fargo Advisors Walnut Creek CA 06/2019 08/2019
University Of California, Santa Barbara Goleta CA 09/2019 03/2021
Santa Barbara City College Santa Barbara CA 08/2018 05/2019
University Of The Pacific Stockton CA 08/2016 05/2018
University Of The Pacific Athletic Event Staff Stockton CA 10/2017 02/2018
  • 04/2021 → Present
    Blackrock
    San Francisco, CA
  • 04/2021 → Present
    Blackrock Investments Llc
    San Francisco, CA
  • 07/2020 → 08/2020
    Gw&K Investment Management
    Boston, MA
  • 06/2019 → 08/2019
    Wells Fargo Advisors
    Walnut Creek, CA
  • 09/2019 → 03/2021
    University Of California, Santa Barbara
    Goleta, CA
  • 08/2018 → 05/2019
    Santa Barbara City College
    Santa Barbara, CA
  • 08/2016 → 05/2018
    University Of The Pacific
    Stockton, CA
  • 10/2017 → 02/2018
    University Of The Pacific Athletic Event Staff
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30
Other Names
  • Joey Riherd

View on SEC IAPD

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