Nicholas Richard Fiorentino

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-08-16
TX	RA	APPROVED	2022-08-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lnfevents	New York	NY	05/2017	08/2018
New York Empire Tennis	New York	NY	05/2018	08/2018
Tradition Energy	Stamford	CT	06/2019	07/2019
Northeastern University	Boston	NY	09/2016	05/2017
Trinity College	Hartford	CT	09/2017	05/2020
Equitable Advisors, Llc	New York	NY	08/2020	08/2022
Unemployed	Hartsdale	NY	06/2020	07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	08/2022	Present
Bank Of America, N.A.	New York	NY	08/2022	Present

05/2017 → 08/2018

Lnfevents

New York, NY
05/2018 → 08/2018

New York Empire Tennis

New York, NY
06/2019 → 07/2019

Tradition Energy

Stamford, CT
09/2016 → 05/2017

Northeastern University

Boston, NY
09/2017 → 05/2020

Trinity College

Hartford, CT
08/2020 → 08/2022

Equitable Advisors, Llc

New York, NY
06/2020 → 07/2020

Unemployed

Hartsdale, NY
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2022 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-14