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Eric Paul Westerdale

Raymond James & Associates, Inc.

Greenwich, CT

CRD 7133975

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-03-18
  • CT RA
    APPROVED
    Since 2020-03-18

Branch Locations

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Shelton CT 03/2019 03/2020
Brooks Brothers Westport CT 05/2006 03/2020
The Prudential Insurance Company Of America Shelton CT 09/2019 03/2020
Raymond James & Associates Greenwich CT 03/2020 Present
  • 03/2019 → 03/2020
    Pruco Securities Llc
    Shelton, CT
  • 05/2006 → 03/2020
    Brooks Brothers
    Westport, CT
  • 09/2019 → 03/2020
    The Prudential Insurance Company Of America
    Shelton, CT
  • 03/2020 → Present
    Raymond James & Associates
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23
Other Names
  • Eric Paul Westerdale
  • Eric Westerdale
  • Eric Paul Westerdale

View on SEC IAPD

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