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Account
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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
10955 Lowell Ave Ste 900, 910, 920, 100, & 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Advisors Llc | Overland Park | KS | 08/2022 | Present |
| Cetera Advisors Llc | St Cloud | MN | 06/2019 | 09/2022 |
| Pizzeria Locale | Overland Park | KS | 06/2016 | 03/2017 |
| Blue Valley Nortwest | Overland Park | KS | 08/2014 | 08/2018 |
| Kansas State University | Manhattan | KS | 08/2018 | 05/2022 |
| Cetera Advisors | St Cloud | MN | 09/2022 | 03/2023 |
| Cetera Advisors | St Cloud | MN | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2023 | Present |
1. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2022, POSITION/TITLE/RELATIONSHIP: PLANNING TEAM ASSOCIATE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-17 |
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