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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-16 |
| CA | RA | APPROVED | 2023-07-07 |
Branch Locations
2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Builder Advisor Group, Llc | Corte Madera | CA | 10/2019 | 05/2023 |
| Wells Fargo Advisors | Walnut Creek | CA | 05/2019 | 09/2019 |
| Saint Mary's College Of California | Moraga | CA | 06/2016 | 05/2020 |
| Montana State University | Bozeman | MT | 09/2016 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
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