Raymond Hartford

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 12/2022
  Primerica Financial Services
  Lawrenceville, GA
• 01/2016 → 12/2022
  Pfs Investments Inc
  Lawrenceville, GA
• 08/2016 → 04/2018
  Davis Transfer
  Carnesville, GA
• 04/2018 → 07/2018
  Premier Transport
  Forrest Park, GA
• 07/2018 → 07/2018
  Nestle Waters
  Lee, FL
• 12/2022 → 11/2024
  Pruco Securities Llc
  Valdosta, GA
• 02/2023 → Present
  The Prudential Insurance Company Of America
  Valdosta, GA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Valdosta, GA

Previous Registrations

• 2023-01-19 → 2024-11-14
  Pruco Securities, Llc.
  Jacksonville, FL
  Valdosta, GA
  Adel, GA
• 2021-03-02 → 2022-12-16
  Pfs Investments Inc.
  Biddeford, ME
  Lawrenceville, GA

Other Businesses

1) 11/20/2024 - N/A - Notary - I have my notary to be able to help my clients I do not charge any fees - Not INV Related - At Valdosta, GA - Start Date 10/04/2022 - 1hrs/mth - 0hrs During Trading 2) 01/03/2025 - ALPHA WEALTH GROUP - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 11/20/2024 - 1hrs/mth - 1hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-29
• S63 Uniform Securities Agent State Law Examination
  2016-02-12

Other Names

• Raymond Alan Hartford