Samantha Pham

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-08-31

Branch Locations

Walnut Creek, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	06/2019	Present
Walsh Paper Distribution Inc.	Cerritos, Ca	CA	01/2018	06/2019
Panda Express	Downey, Long Beach, South Pasadena, Bellflower	CA	07/2016	03/2017
Mufg Union Bank	Monterey Park	CA	06/2017	08/2017
California State University, Long Beach	Long Beach	CA	08/2014	06/2018

06/2019 → Present

Ubs Financial Services Inc

San Francisco, CA
01/2018 → 06/2019

Walsh Paper Distribution Inc.

Cerritos, Ca, CA
07/2016 → 03/2017

Panda Express

Downey, Long Beach, South Pasadena, Bellflower, CA
06/2017 → 08/2017

Mufg Union Bank

Monterey Park, CA
08/2014 → 06/2018

California State University, Long Beach

Long Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-29

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