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Current Employers
Potentia Wealth

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-25
  • CA RA
    APPROVED
    Since 2025-02-25

Branch Locations

Sacramento, CA • United States

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Potentia Wealth San Jose CA 06/2023 02/2025
Fountainhead Wealth Inc. Sacramento CA 05/2019 11/2022
Sacramento Tent & Chair Sacramento CA 06/2012 06/2020
Lpl Financial Llc San Jose CA 06/2023 04/2024
Cambridge Investment Research, Inc. Sacramento CA 01/2020 11/2022
Cambridge Investment Research, Inc. Sacramento CA 05/2019 12/2019
Potentia Ria, Llc San Jose CA 02/2025 Present
Lpl Financial Llc San Jose CA 05/2024 03/2025
Validus Advisors Llc Sacramento CA 11/2022 06/2023
Lpl Financial San Jose CA 04/2026 Present
  • 06/2023 → 02/2025
    San Jose, CA
  • 05/2019 → 11/2022
    Fountainhead Wealth Inc.
    Sacramento, CA
  • 06/2012 → 06/2020
    Sacramento Tent & Chair
    Sacramento, CA
  • 06/2023 → 04/2024
    Lpl Financial Llc
    San Jose, CA
  • 01/2020 → 11/2022
    Cambridge Investment Research, Inc.
    Sacramento, CA
  • 05/2019 → 12/2019
    Cambridge Investment Research, Inc.
    Sacramento, CA
  • 02/2025 → Present
    Potentia Ria, Llc
    San Jose, CA
  • 05/2024 → 03/2025
    Lpl Financial Llc
    San Jose, CA
  • 11/2022 → 06/2023
    Validus Advisors Llc
    Sacramento, CA
  • 04/2026 → Present
    Lpl Financial
    San Jose, CA
Other Businesses

1. 04/09/2026 - Potentia Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2023 - 160 hours per month/ 100 hours during trading 2. 04/14/2026 - Potentia RIA, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/31/2025 - 160 hours per month/ 100 hours during trading - I provide investment advisory services thru Potentia RIA, LLC, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-04
S65 Uniform Investment Adviser Law Examination 2025-02-06
  • S63 Uniform Securities Agent State Law Examination
    2026-05-04
  • S65 Uniform Investment Adviser Law Examination
    2025-02-06
Other Names
  • Chris Meade

View on SEC IAPD

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