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Jason David Roeske

Charles Schwab & Co., Inc.

Carlsbad, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-11
  • CA RA
    APPROVED
    Since 2019-01-11

Branch Locations

5796 Armada Drive Suite 175, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Roseville CA 08/2016 07/2017
Td Ameritrade Roseville CA 08/2017 12/2018
Charles Schwab & Co., Inc. Carlsbad CA 12/2018 Present
Charles Schwab Bank Carlsbad CA 12/2018 Present
  • 08/2016 → 07/2017
    Td Ameritrade
    Roseville, CA
  • 08/2017 → 12/2018
    Td Ameritrade
    Roseville, CA
  • 12/2018 → Present
    Charles Schwab & Co., Inc.
    Carlsbad, CA
  • 12/2018 → Present
    Charles Schwab Bank
    Carlsbad, CA
Previous Registrations
  • 2016-09-08 → 2018-12-26
    Td Ameritrade, Inc.
    Roseville, CA
  • 2016-09-08 → 2018-12-26
    Td Ameritrade Investment Management, Llc
    Roseville, CA
  • 2015-12-02 → 2016-09-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Carmichael, CA
    San Diego, CA
  • 2015-06-18 → 2015-09-15
    Rbc Securities, Inc
    San Diego, CA
    San Diego, CA
    Los Angeles, CA
  • 2012-04-03 → 2015-06-04
    Strategic Advisers Llc
    San Diego, CA
  • 2011-03-22 → 2012-03-16
    Comerica Securities
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-21
S63 Uniform Securities Agent State Law Examination 2009-01-20
  • S66 Uniform Combined State Law Examination
    2011-03-21
  • S63 Uniform Securities Agent State Law Examination
    2009-01-20
Other Names
  • Jason David Roeske
  • Jason Roeske

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
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