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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-06-29
  • PA RA
    APPROVED
    Since 2019-06-29

Branch Locations

16 N State St, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2019 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2019 Present
Gilbert, Wilson & Hunter Llp Newtown PA 11/2015 Present
Other Businesses

1. GILBERT, WILSON, & HUNTER LLP, 16 NORTH STATE STREET, NEWTOWN, PA, 11/2015. PARTNER, TAX PREPARATION AND ACCOUNTING SERVICES. NIR-40/WK-8/TRADING. 2. Cambridge Investment Research Advisors, 1776 Pleasant Plain Road, Fairfield, IA, 52556, 06/2019, IAR, RIA Affiliation, INV REL, 80 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-29
  • S65 Uniform Investment Adviser Law Examination
    2019-06-29
Other Names
  • Stephen Hill

View on SEC IAPD

Other Firms

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