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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-14 |
Branch Locations
4 Jefferson Plaza, Poughkeepsie, NY 12601 • United States
2509 Route 44, Salt Point, NY 12578 • United States
Route 82 & 376, Hopewell Junction, NY 12533 • United States
Lakeview Plaza 1525 Route 22, Brewster, NY 10509 • United States
191 Main St, New Paltz, NY 12561 • United States
Poughkeepsie, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Poughkeepsie | NY | 05/2019 | 07/2022 |
| Jp Morgan Securities Llc | Poughkeepsie | NY | 05/2019 | 07/2022 |
| Raymour And Flanigan | Poughkeepsie | NY | 10/2018 | 05/2019 |
| Ashley Furniture Home Store | Poughkeepsie | NY | 02/2017 | 10/2018 |
| Main Course Catering And Marketplace | New Paltz | NY | 06/2015 | 05/2017 |
| M&T Bank | Fishkill | NY | 07/2022 | Present |
| Lpl Financial | Fishkill | NY | 07/2022 | Present |
1-07/2022 / Wilmington Advisors at M&T / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / Fishkill, NY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-30 |
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