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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-14
  • NY RA
    APPROVED
    Since 2023-03-14

Branch Locations

4 Jefferson Plaza, Poughkeepsie, NY 12601 • United States

2509 Route 44, Salt Point, NY 12578 • United States

Route 82 & 376, Hopewell Junction, NY 12533 • United States

Lakeview Plaza 1525 Route 22, Brewster, NY 10509 • United States

191 Main St, New Paltz, NY 12561 • United States

Poughkeepsie, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Poughkeepsie NY 05/2019 07/2022
Jp Morgan Securities Llc Poughkeepsie NY 05/2019 07/2022
Raymour And Flanigan Poughkeepsie NY 10/2018 05/2019
Ashley Furniture Home Store Poughkeepsie NY 02/2017 10/2018
Main Course Catering And Marketplace New Paltz NY 06/2015 05/2017
M&T Bank Fishkill NY 07/2022 Present
Lpl Financial Fishkill NY 07/2022 Present
  • 05/2019 → 07/2022
    Jp Morgan Chase Bank Na
    Poughkeepsie, NY
  • 05/2019 → 07/2022
    Jp Morgan Securities Llc
    Poughkeepsie, NY
  • 10/2018 → 05/2019
    Raymour And Flanigan
    Poughkeepsie, NY
  • 02/2017 → 10/2018
    Ashley Furniture Home Store
    Poughkeepsie, NY
  • 06/2015 → 05/2017
    Main Course Catering And Marketplace
    New Paltz, NY
  • 07/2022 → Present
    M&T Bank
    Fishkill, NY
  • 07/2022 → Present
    Lpl Financial
    Fishkill, NY
Other Businesses

1-07/2022 / Wilmington Advisors at M&T / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / Fishkill, NY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
S63 Uniform Securities Agent State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2023-03-10
  • S63 Uniform Securities Agent State Law Examination
    2019-08-30
Other Names
  • Shomari A Linton
  • Shomari Linton
  • Shomari Akeem Linton

View on SEC IAPD

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