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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-08 |
Branch Locations
9049 Forest Ln, Dallas, TX 75243 • United States
110 N Coit Rd, Richardson, TX 75080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Richardson | TX | 05/2019 | Present |
| J.P. Morgan Securities Llc | Richardson | TX | 05/2019 | Present |
| Comeaux Furniture | Metairie | LA | 03/2019 | 04/2019 |
| Louisiana Coastal Management | New Orleans | LA | 08/2016 | 02/2017 |
| Uber | New Orleans | LA | 01/2017 | 05/2019 |
| Lyft | New Orleans | LA | 01/2017 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-31 |
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