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100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-03 |
Branch Locations
100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2019 | 12/2021 |
| Mill Ave Tacos | Tempe Az | AZ | 01/2019 | 11/2019 |
| Rhino Staging | Tempe | AZ | 06/2018 | 12/2018 |
| Casa Sunba | Tempe | AZ | 02/2018 | 05/2018 |
| Socal Express Lacrosse Company | Tustin | CA | 01/2013 | 02/2018 |
| Unemployed | Tempe | AZ | 05/2018 | 06/2018 |
| Unemployment | Tempe | AZ | 12/2018 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 12/2021 | 06/2022 |
| Securities America, Inc. | National City | CA | 07/2022 | 05/2023 |
| Pfg Advisors, Llc | National City | CA | 07/2022 | 05/2023 |
| Hollencrest Capital Management | Newport Beach | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-21 |
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