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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisors Llc Overland Park KS 06/2021 Present
Agh Wealth Management Wichita KS 06/2019 08/2019
Agh Wealth Management Wichita KS 06/2020 08/2020
Kappa Kappa Gamma Manhattan KS 10/2017 05/2021
Flint Hills National Golf Course Andover KS 06/2018 08/2018
Tallgrass Country Club Wichita KS 09/2014 08/2017
Cetera Advisors St. Cloud MN 04/2021 11/2021
Cetera Advisors Llc St. Cloud MN 11/2021 Present
Comprehensive Retirement Solutions (Crs), Llc Carmel IN 03/2022 01/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2021 → Present
    Prosperity Advisors Llc
    Overland Park, KS
  • 06/2019 → 08/2019
    Agh Wealth Management
    Wichita, KS
  • 06/2020 → 08/2020
    Agh Wealth Management
    Wichita, KS
  • 10/2017 → 05/2021
    Kappa Kappa Gamma
    Manhattan, KS
  • 06/2018 → 08/2018
    Flint Hills National Golf Course
    Andover, KS
  • 09/2014 → 08/2017
    Tallgrass Country Club
    Wichita, KS
  • 04/2021 → 11/2021
    Cetera Advisors
    St. Cloud, MN
  • 11/2021 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs), Llc
    Carmel, IN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2021, POSITION/TITLE/RELATIONSHIP: ANALYST, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-05
  • S66 Uniform Combined State Law Examination
    2022-02-05

View on SEC IAPD

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