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Lauren Woodward

Commonwealth Financial Network

Rockville, MD

Rockville, MD

CRD 7131486

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-03
  • MD RA
    APPROVED
    Since 2024-01-03

Branch Locations

Rockville, MD • United States

1101 Wootton Parkway Suite 920, Rockville, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaplan Financial Group Rockville MD 05/2019 08/2021
Kaplan Financial Group Rockville MD 06/2022 02/2024
Virginia Tech Blacksburg VA 08/2018 05/2022
Virginia Tech Blacksburg VA 08/2021 05/2022
City Of Rockville Parks And Recreation Rockville MD 07/2015 08/2019
Montgomery County Public Schools Rockville MD 08/2004 05/2018
Commonwealth Financial Network Waltham MA 02/2024 Present
Kaplan Financial Group Rockville MD 02/2024 Present
  • 05/2019 → 08/2021
    Kaplan Financial Group
    Rockville, MD
  • 06/2022 → 02/2024
    Kaplan Financial Group
    Rockville, MD
  • 08/2018 → 05/2022
    Virginia Tech
    Blacksburg, VA
  • 08/2021 → 05/2022
    Virginia Tech
    Blacksburg, VA
  • 07/2015 → 08/2019
    City Of Rockville Parks And Recreation
    Rockville, MD
  • 08/2004 → 05/2018
    Montgomery County Public Schools
    Rockville, MD
  • 02/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 02/2024 → Present
    Kaplan Financial Group
    Rockville, MD
Other Businesses

Fixed insurance sales; as of 6/27/2023; 0% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
  • S66 Uniform Combined State Law Examination
    2023-12-20

View on SEC IAPD

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