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Iconiq Capital, LLC CRD 159198
$118B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
50 Beale St. Ste 2300, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-01 |
Branch Locations
50 Beale St. Ste 2300, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iconiq Capital, Llc | San Francisco | CA | 05/2026 | Present |
| Sanford C. Bernstein & Co., Llc | New York | NY | 05/2021 | 05/2026 |
| Alliancebernstein | Nashville | TN | 06/2019 | 05/2021 |
| The White House | Washington | DC | 06/2017 | 06/2019 |
| Florida State University | Tallahassee | FL | 08/2012 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-30 |
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