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100 Pacifica Suite 370, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Irvine | CA | 06/2022 | 07/2023 |
| Full-Time Student | Mission Viejo | CA | 01/2005 | 05/2022 |
| Apple | Cupertino | CA | 05/2021 | 08/2021 |
| Baylor University | Waco | TX | 01/2019 | 05/2021 |
| Dove Investment Research And Management, Inc. | Irvine | CA | 06/2022 | 04/2024 |
| Dove Investment Research And Management, Inc. | Irvine | CA | 04/2024 | Present |
| Dove Investment Research And Management, Inc. | Irvine | CA | 09/2017 | 08/2018 |
| Lpl Financial, Llc | Irvine | CA | 08/2023 | Present |
1) 07/14/2023 - Dove Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 900 Hours per month. 2) 5/1/2024: Dove Investment Research and Management, Inc.; At reported business location(s); Registered Investment Advisor Hybrid; Inv. Related; start date: 6/1/2022; 160 hrs/mo during trading; I provide investment advisory services through Dove Investment Research and Management, Inc., an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-25 |
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