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Current Employers
Dove Investment Research And Management, Inc.

100 Pacifica Suite 370, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-29
  • CA RA
    APPROVED
    Since 2024-04-29

Branch Locations

100 Pacifica Suite 370, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Irvine CA 06/2022 07/2023
Full-Time Student Mission Viejo CA 01/2005 05/2022
Apple Cupertino CA 05/2021 08/2021
Baylor University Waco TX 01/2019 05/2021
Dove Investment Research And Management, Inc. Irvine CA 06/2022 04/2024
Dove Investment Research And Management, Inc. Irvine CA 04/2024 Present
Dove Investment Research And Management, Inc. Irvine CA 09/2017 08/2018
Lpl Financial, Llc Irvine CA 08/2023 Present
Other Businesses

1) 07/14/2023 - Dove Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 900 Hours per month. 2) 5/1/2024: Dove Investment Research and Management, Inc.; At reported business location(s); Registered Investment Advisor Hybrid; Inv. Related; start date: 6/1/2022; 160 hrs/mo during trading; I provide investment advisory services through Dove Investment Research and Management, Inc., an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25
Other Names
  • Tyler Graffeo

View on SEC IAPD

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