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David Michael Stanco

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
CT RA APPROVED 2024-09-23
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • CT RA
    APPROVED
    Since 2024-09-23

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments West Hartford CT 06/2020 04/2021
Barnum Financial Group Shelton CT 06/2019 06/2020
Full-Time Student N/A CT 01/2010 06/2019
Joseph A. Bank South Windsor CT 06/2017 05/2019
Uconn Dining Services Storrs CT 09/2016 05/2017
Teksystems Rocky Hill CT 07/2017 07/2017
Mass Mutual Life Insurance Company Shelton CT 05/2021 09/2024
Mml Investors Services Shelton CT 06/2021 06/2024
Ubs Financial Services Hartford CT 09/2024 Present
  • 06/2020 → 04/2021
    Fidelity Investments
    West Hartford, CT
  • 06/2019 → 06/2020
    Barnum Financial Group
    Shelton, CT
  • 01/2010 → 06/2019
    Full-Time Student
    N/A, CT
  • 06/2017 → 05/2019
    Joseph A. Bank
    South Windsor, CT
  • 09/2016 → 05/2017
    Uconn Dining Services
    Storrs, CT
  • 07/2017 → 07/2017
    Teksystems
    Rocky Hill, CT
  • 05/2021 → 09/2024
    Mass Mutual Life Insurance Company
    Shelton, CT
  • 06/2021 → 06/2024
    Mml Investors Services
    Shelton, CT
  • 09/2024 → Present
    Ubs Financial Services
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-03
S63 Uniform Securities Agent State Law Examination 2021-02-23
  • S66 Uniform Combined State Law Examination
    2021-08-03
  • S63 Uniform Securities Agent State Law Examination
    2021-02-23

View on SEC IAPD

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