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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-10-09
  • TN RA
    APPROVED
    Since 2019-10-09

Branch Locations

Maryville, TN • United States

2109 West Emory Road, Powell, TN 37849 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Tennessee Football Knoxville TN 09/2015 01/2017
Independent Contract - Cleveland Browns Knoxville TN 09/2016 03/2017
21St Mortgage Corporation Knoxville TN 03/2017 04/2018
21St Mortgage Corporation Knoxville TN 05/2018 08/2019
Thrivent Investment Management Inc Powell TN 07/2019 Present
Thrivent Financial Appleton WI 08/2019 12/2019
Thrivent Financial Appleton WI 12/2019 Present
  • 09/2015 → 01/2017
    University Of Tennessee Football
    Knoxville, TN
  • 09/2016 → 03/2017
    Independent Contract - Cleveland Browns
    Knoxville, TN
  • 03/2017 → 04/2018
    21St Mortgage Corporation
    Knoxville, TN
  • 05/2018 → 08/2019
    21St Mortgage Corporation
    Knoxville, TN
  • 07/2019 → Present
    Powell, TN
  • 08/2019 → 12/2019
    Thrivent Financial
    Appleton, WI
  • 12/2019 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

RENTAL INCOME POSITION: Home Owner / Landlord NATURE: Rental income on our old home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2026 ADDRESS: 832 Garner Hills Way, Maryville TN 37803, United States DESCRIPTION: Just ensuring home is kept and if repairs needed getting someone there to fix the issues.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04
Other Names
  • Jimmy Dugan
  • James John Dugan

View on SEC IAPD

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