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Cherie Chen

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-20
SC RA APPROVED 2025-03-20
  • NC RA
    APPROVED
    Since 2025-03-20
  • SC RA
    APPROVED
    Since 2025-03-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 06/2019 06/2021
Arizona State University Tempe AZ 01/2018 05/2019
Arizona State University Tempe AZ 10/2017 01/2018
International Rescue Committee Phoenix AZ 10/2018 02/2019
Arizona State University Tempe AZ 08/2017 05/2019
Hunan University Changsha 08/2016 06/2017
Unemployed Yueyang 06/2017 08/2017
Ally Invest Securities Llc Charlotte NC 07/2021 11/2023
Ally Invest Advisors Charlotte NC 07/2021 11/2023
Ally Invest Securities Llc Charlotte NC 11/2023 09/2024
Ally Invest Advisors Charlotte NC 11/2023 09/2024
Lpl Financial Llc Fort Mill SC 09/2024 Present
  • 06/2019 → 06/2021
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 01/2018 → 05/2019
    Arizona State University
    Tempe, AZ
  • 10/2017 → 01/2018
    Arizona State University
    Tempe, AZ
  • 10/2018 → 02/2019
    International Rescue Committee
    Phoenix, AZ
  • 08/2017 → 05/2019
    Arizona State University
    Tempe, AZ
  • 08/2016 → 06/2017
    Hunan University
    Changsha
  • 06/2017 → 08/2017
    Unemployed
    Yueyang
  • 07/2021 → 11/2023
    Ally Invest Securities Llc
    Charlotte, NC
  • 07/2021 → 11/2023
    Ally Invest Advisors
    Charlotte, NC
  • 11/2023 → 09/2024
    Ally Invest Securities Llc
    Charlotte, NC
  • 11/2023 → 09/2024
    Ally Invest Advisors
    Charlotte, NC
  • 09/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-29
S63 Uniform Securities Agent State Law Examination 2019-08-09
  • S66 Uniform Combined State Law Examination
    2020-09-29
  • S63 Uniform Securities Agent State Law Examination
    2019-08-09
Other Names
  • Cherie Chen
  • Ye Chen

View on SEC IAPD

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EDWARD JONES
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PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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