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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-03 |
| GA | RA | APPROVED | 2026-05-27 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Cumming | GA | 05/2026 | Present |
| Us Fitness / Onelife Fitness | Cumming | GA | 08/2016 | 06/2019 |
| The Ice | Cumming | GA | 10/2012 | 10/2016 |
| Carmax, Inc | Roswell | GA | 10/2018 | 02/2019 |
| E*Trade From Morgan Stanley | Alpharetta | GA | 06/2019 | 04/2022 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2019 | 04/2022 |
| Morgan Stanley | Alpharetta | GA | 06/2019 | 04/2022 |
| Jp Morgan Chase Bank, N.A. | Cumming | GA | 04/2022 | 04/2025 |
| Jp Morgan Securities, Llc | Cumming | GA | 04/2022 | 04/2025 |
| Charles Schwab & Co., Inc. | Alpharetta | GA | 04/2025 | 05/2026 |
| Charles Schwab Bank | Alpharetta | GA | 04/2025 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-05 |
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