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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chesaning High School | Chesaning | MI | 09/2014 | 05/2018 |
| Rootnote Landscaping | Chesaning | MI | 05/2018 | 08/2018 |
| Northwood University | Midland | MI | 08/2018 | 05/2019 |
| Mmb Advisors | Chesaning | MI | 05/2019 | 08/2019 |
| Saginaw Valley State University | Saginaw | MI | 08/2019 | 12/2021 |
| Saginaw Valley Housing Department | Saginaw | MI | 09/2019 | 03/2020 |
| Mmb Advisors | Chesaning | MI | 02/2021 | 08/2021 |
| Mmb Advisors | Chesaning | MI | 08/2021 | Present |
| Chesaning Middle School | Chesaning | MI | 03/2021 | Present |
| Lpl Financial Llc | Chesaning | MI | 09/2021 | Present |
1)3/2022- Chesaning Middle School- track and field coach- non-inv. related- Chesaning, MI- start date 3/2021- 40hrs/mth 2) 09/20/2022 - MMB Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 09/06/2022 - 5 Hours Per Month/5 Hours During Securities Trading 3) 07/17/2023 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/14/2023 - 10 Hours Per Month/ 5 Hours During Trading 4) 07/19/2023 - MMB Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/10/2022 - 160 Hours Per Month/ 140 Hours During Trading 5) 10/16/2023 - Chesaning High School - Other - Coaching - Assistant Coach - Not Investment Related - 850 N. Fourth Street Chesaning, MI 48616 - Start Date 11/13/2023 - 50 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-17 |
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