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John Bernstein

Bernstein Financial Advisory

Minneapolis, MN

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Current Employers
Bernstein Financial Advisory

Minneapolis, MN • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-23
MN RA APPROVED 2019-08-12
  • TX RA
    APPROVED_RES
    Since 2025-09-23
  • MN RA
    APPROVED
    Since 2019-08-12

Branch Locations

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein Financial Advisory, Llc Minneapolis MN 06/2019 Present
Time Off Minneapolis MN 07/2016 03/2019
Bernstein Financial Advisory, Llc Minneapolis MI 04/2019 Present
  • 06/2019 → Present
    Bernstein Financial Advisory, Llc
    Minneapolis, MN
  • 07/2016 → 03/2019
    Time Off
    Minneapolis, MN
  • 04/2019 → Present
    Bernstein Financial Advisory, Llc
    Minneapolis, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-29
  • S65 Uniform Investment Adviser Law Examination
    2019-05-29

View on SEC IAPD

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