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Guy Cullen Huffman

Charles Schwab & Co., Inc.

Fort Collins, CO

Boulder, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-03-09
  • CO RA
    APPROVED
    Since 2021-03-09

Branch Locations

2733 Council Tree Ave Suite 113, Fort Collins, CO 80525-6316 • United States

2480 Canyon Blvd Suite M4, Boulder, CO 80302-6702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Collins CO 06/2019 Present
Colorado State University Call-A-Ram Fort Collins CO 01/2019 06/2019
Colorado State Legislature Denver CO 01/2019 05/2019
Colorado State University Call-A-Ram Fort Collins CO 07/2018 01/2019
Lawn Sprinkler Center Centennial CO 03/2014 01/2017
Colorado State University Fort Collins CO 08/2015 05/2019
Charles Schwab Bank, Ssb Fort Collins CO 07/2021 Present
  • 06/2019 → Present
    Charles Schwab & Co., Inc.
    Fort Collins, CO
  • 01/2019 → 06/2019
    Colorado State University Call-A-Ram
    Fort Collins, CO
  • 01/2019 → 05/2019
    Colorado State Legislature
    Denver, CO
  • 07/2018 → 01/2019
    Colorado State University Call-A-Ram
    Fort Collins, CO
  • 03/2014 → 01/2017
    Lawn Sprinkler Center
    Centennial, CO
  • 08/2015 → 05/2019
    Colorado State University
    Fort Collins, CO
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-09
S63 Uniform Securities Agent State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2021-03-09
  • S63 Uniform Securities Agent State Law Examination
    2019-10-25
Other Names
  • Guy Huffman

View on SEC IAPD

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