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Inactive

James Arthur Sawdon

Walter Keenan Wealth Management

South Bend, IN

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Current Employers
Walter Keenan Wealth Management

202 S. Michigan St. Suite 910, South Bend, IN 46601 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-07-02
  • IN RA
    APPROVED
    Since 2019-07-02

Branch Locations

202 S. Michigan St. Suite 910, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walter & Keenan Financial Consulting Company South Bend IN 05/2019 02/2021
Oliver Estate, Inc. South Bend IN 03/2016 05/2019
Walter & Keenan Wealth Management, Llc South Bend IN 02/2021 07/2021
Walter & Keenan Wealth Management, Llc South Bend IN 07/2021 Present
  • 05/2019 → 02/2021
    Walter & Keenan Financial Consulting Company
    South Bend, IN
  • 03/2016 → 05/2019
    Oliver Estate, Inc.
    South Bend, IN
  • 02/2021 → 07/2021
    Walter & Keenan Wealth Management, Llc
    South Bend, IN
  • 07/2021 → Present
    Walter & Keenan Wealth Management, Llc
    South Bend, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-02
  • S65 Uniform Investment Adviser Law Examination
    2019-07-02
Designations
Other Names
  • James Sawdon

View on SEC IAPD

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