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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-10 |
Branch Locations
1945 Northwestern Drive, El Paso, TX 79912-1108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Glen Allen | VA | 06/2018 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Glen Allen | VA | 06/2019 | 10/2020 |
| Saint Leo University | Saint Leo | FL | 06/2015 | Present |
| Public Serivce Credit Union | Colorado Springs Colorado | CO | 12/2014 | 01/2017 |
| Homemaker | Fountain | CO | 01/2017 | 06/2017 |
| Connects Federal Credit Union | Mechanicsville | VA | 06/2017 | 02/2018 |
| Carmax | Midlothian | VA | 03/2018 | 05/2018 |
| Charles Schwab & Co., Inc. | El Paso | TX | 12/2020 | Present |
| Charles Schwab Bank, Ssb | El Paso | TX | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-23 |
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