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Gabriela De Oliveira

J.P. Morgan Securities LLC

Santa Clara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-04
CA RA APPROVED 2023-12-01
  • TX RA
    APPROVED
    Since 2024-09-04
  • CA RA
    APPROVED
    Since 2023-12-01

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase Bank Na Santa Clara CA 10/2016 01/2021
J.P. Morgan Securities Llc Santa Clara CA 05/2019 01/2021
Unemployed Portland OR 10/2015 09/2016
Hsbc Bank Usa, N.A. Cupertino CA 01/2021 08/2021
Hsbc Securities (Usa) Inc. Cupertino CA 02/2021 08/2021
Jpmorgan Chase Bank, N.A. Santa Clara CA 09/2021 09/2023
J.P. Morgan Securities Llc Santa Clara CA 09/2021 09/2023
Jpmorgan Chase Bank, N.A. Santa Clara CA 09/2023 Present
J.P. Morgan Securities Llc Santa Clara CA 09/2023 Present
  • 10/2016 → 01/2021
    J.P. Morgan Chase Bank Na
    Santa Clara, CA
  • 05/2019 → 01/2021
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 10/2015 → 09/2016
    Unemployed
    Portland, OR
  • 01/2021 → 08/2021
    Hsbc Bank Usa, N.A.
    Cupertino, CA
  • 02/2021 → 08/2021
    Hsbc Securities (Usa) Inc.
    Cupertino, CA
  • 09/2021 → 09/2023
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 09/2021 → 09/2023
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
S63 Uniform Securities Agent State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2023-12-01
  • S63 Uniform Securities Agent State Law Examination
    2019-08-30

View on SEC IAPD

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