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Three South Executive Park 6115 Park South Drive, Suite 330, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-16 |
Branch Locations
Three South Executive Park 6115 Park South Drive, Suite 330, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2019 | 03/2024 |
| Clemson University | Clemson | SC | 08/2016 | 05/2017 |
| Naperville Country Club | Naperville | IL | 05/2017 | 08/2017 |
| Clemson University | Clemson | SC | 08/2017 | 05/2018 |
| Naperville Country Club | Naperville | IL | 04/2018 | 06/2019 |
| Clemson University | Clemson | IL | 08/2018 | 05/2019 |
| Triad Advisors | Atlanta | GA | 04/2024 | 08/2024 |
| Tricapital Wealth Management, Inc. | Charlotte | NC | 04/2024 | Present |
| Osaic Wealth, Inc. | Charlotte | NC | 08/2024 | Present |
1)TriCapital Wealth Management;investment related;6115 Park South Dr,Ste 330,Charlotte,NC 28210;S-corp;registered admin;3/19/2024;160 hrs/month;130 hrs during trading;assist in financial planning,trade execution,administration of plans,and helping with other financial matters that may come up
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-08 |
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