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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-07-12
  • NC RA
    APPROVED
    Since 2022-07-12

Branch Locations

1825 Matthews Township Parkway, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2019 04/2020
Atrium Health (Formerly Carolinas Healthcare System) Charlotte NC 12/2002 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2020 06/2022
Bank Of America, N.A. Charlotte NC 04/2020 06/2022
Secu Brokerage Services Raleigh NC 07/2022 Present
Secu Life Insurance Company Raleigh NC 07/2022 Present
State Employees' Credit Union Matthews NC 06/2022 Present
Credit Union Investment Services Raleigh NC 07/2022 Present
Members Trust Company Tampa FL 07/2023 Present
  • 06/2019 → 04/2020
    The Vanguard Group, Inc.
    Charlotte, NC
  • 12/2002 → 05/2019
    Atrium Health (Formerly Carolinas Healthcare System)
    Charlotte, NC
  • 04/2020 → 06/2022
    Charlotte, NC
  • 04/2020 → 06/2022
    Bank Of America, N.A.
    Charlotte, NC
  • 07/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 07/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 06/2022 → Present
    State Employees' Credit Union
    Matthews, NC
  • 07/2022 → Present
    Raleigh, NC
  • 07/2023 → Present
    Members Trust Company
    Tampa, FL
Previous Registrations
Other Businesses

State employees' credit union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 6/2022. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 7/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2023. Title: Trust Rep.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-13
S63 Uniform Securities Agent State Law Examination 2019-08-09
  • S66 Uniform Combined State Law Examination
    2020-05-13
  • S63 Uniform Securities Agent State Law Examination
    2019-08-09
Other Names
  • Tom Garrison Baysinger
  • Thomas Baysinger

View on SEC IAPD

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