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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-15
  • NC RA
    APPROVED
    Since 2022-09-15

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2019 08/2022
Winston Salem State University Winston Salem NC 08/2014 05/2019
Walmart Locust NC 05/2017 08/2017
Winston Salem State University Winston Salem NC 09/2017 09/2017
Winston Salem State University Winston Salem NC 01/2018 05/2018
Tiaa Charlotte NC 06/2018 08/2018
Vanguard Advisers, Inc. Charlotte NC 02/2020 08/2022
Vanguard Marketing Corporation Charlotte NC 06/2019 08/2022
Tiaa Charlotte NC 08/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2022 Present
  • 06/2019 → 08/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2014 → 05/2019
    Winston Salem State University
    Winston Salem, NC
  • 05/2017 → 08/2017
    Walmart
    Locust, NC
  • 09/2017 → 09/2017
    Winston Salem State University
    Winston Salem, NC
  • 01/2018 → 05/2018
    Winston Salem State University
    Winston Salem, NC
  • 06/2018 → 08/2018
    Tiaa
    Charlotte, NC
  • 02/2020 → 08/2022
    Charlotte, NC
  • 06/2019 → 08/2022
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2022 → Present
    Tiaa
    Charlotte, NC
  • 08/2022 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

NIKE POSITION: employee NATURE: Retail INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2023 ADDRESS: 8111 concord mills blvd, concord NC 28027, United States DESCRIPTION: sales associate at Nike outlet

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-10
  • S66 Uniform Combined State Law Examination
    2019-09-10
Other Names
  • Khalil Morgan

View on SEC IAPD

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