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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | Saint Paul | MN | 07/2020 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 07/2020 | 08/2023 |
| Img Financial Group | Houston | TX | 07/2020 | Present |
| Img Financial Group | Houston | TX | 06/2019 | 08/2019 |
| Buffalo Wild Wings | College Station | TX | 06/2017 | 07/2017 |
| Texas A&M University | College Station | TX | 08/2015 | Present |
| Uber | San Franciso | CA | 12/2021 | 01/2023 |
| Cetera Wealth Services, Llc | Houston | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
IMG Financial Group Inc, 4550 POST OAK PLACE, SUITE 125, HOUSTON, TX 77027; INVESTMENT RELATED; FIXED INSURANCE AGENT; 07/2020-ONGOING; 10 HOURS PER MONTH; 10 HOURS MONTH TRADING IMG MEDICAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 4550 Post Oak Place, #125, Houston TX 77027, United States DESCRIPTION: IMG Medical Group is a DBA for marketing purposes only to attract and prospect medical doctors and personnel clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-08 |
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