Best Investors Account Sign in

Sterling John Storm

Cetera Investment Advisers LLC

Houston, TX

CRD 7130251

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc Saint Paul MN 07/2020 08/2023
Minnesota Life Insurance Company Saint Paul MN 07/2020 08/2023
Img Financial Group Houston TX 07/2020 Present
Img Financial Group Houston TX 06/2019 08/2019
Buffalo Wild Wings College Station TX 06/2017 07/2017
Texas A&M University College Station TX 08/2015 Present
Uber San Franciso CA 12/2021 01/2023
Cetera Wealth Services, Llc Houston TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2020 → 08/2023
    Securian Financial Services Inc
    Saint Paul, MN
  • 07/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 07/2020 → Present
    Img Financial Group
    Houston, TX
  • 06/2019 → 08/2019
    Img Financial Group
    Houston, TX
  • 06/2017 → 07/2017
    Buffalo Wild Wings
    College Station, TX
  • 08/2015 → Present
    Texas A&M University
    College Station, TX
  • 12/2021 → 01/2023
    Uber
    San Franciso, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-10-16 → 2023-08-10
    Securian Financial Services, Inc.
    Houston, TX
    St. Paul, MN
Other Businesses

IMG Financial Group Inc, 4550 POST OAK PLACE, SUITE 125, HOUSTON, TX 77027; INVESTMENT RELATED; FIXED INSURANCE AGENT; 07/2020-ONGOING; 10 HOURS PER MONTH; 10 HOURS MONTH TRADING IMG MEDICAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 4550 Post Oak Place, #125, Houston TX 77027, United States DESCRIPTION: IMG Medical Group is a DBA for marketing purposes only to attract and prospect medical doctors and personnel clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-08
  • S66 Uniform Combined State Law Examination
    2020-10-08
Other Names
  • Sterling Storm

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor