Austin Cavallo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ
• 08/2020 → 08/2021
  N/A
  Gainesville, FL
• 06/2020 → 08/2020
  Ubs Financial Services Inc.
  Weehawken, NJ
• 08/2019 → 06/2020
  N/A
  Gainesville, FL
• 05/2019 → 08/2019
  Peak Brokerage Services Inc.
  Palm Beach Gardens, FL
• 08/2018 → 05/2019
  N/A
  Gainesville, FL
• 05/2018 → 08/2018
  First Watch Wellington
  Wellington, FL
• 01/2017 → 04/2017
  International Polo Club Palm Beach
  Wellington, FL
• 06/2015 → 08/2018
  Pdq Wellington
  Wellington, FL
• 08/2017 → 05/2018
  N/A
  Gainesville, FL
• 08/2010 → 04/2017
  N/A
  Wellington, FL

Other Businesses

Enso Supply LLC, United States , , Retailers (Apparel, Food, General) , We will be designing, creating, and selling physical apparel on a small scale, with custom art made by the co-owner. It'll operate under the trade name Enso Supply Co. and focus on Japanese-inspired streetwear sold through a Shopify storefront using a print-on-demand model via Printify. , Proprietor / owner Light business management responsibilities, focusing on operations, strategy, accounting, and finance. This will include (but is not limited to) running the shopify storefront, balancing the accounting books, quarterly tax reporting, and managing nexus responsibilities. , Start date 6/30/2026

Exams

• S66 Uniform Combined State Law Examination
  2021-09-04

Other Names

• Austin Cavallo
• Austin Anthony Cavallo