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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank Na | Arlington | TX | 05/2019 | 05/2022 |
| Jp Morgan Securities Llc | Arlington | TX | 05/2019 | 05/2022 |
| Mjsa Inc Dba As Asia Bowl & Grill | Fort Worth | TX | 01/2003 | 05/2019 |
| Td Ameritrade | Southlake | TX | 05/2022 | 09/2023 |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-05 |
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