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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-01 |
Branch Locations
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carthage High School | Carthage | TX | 08/2013 | 05/2017 |
| Stephen F. Austin State University | Nacogdoches | TX | 08/2017 | 12/2020 |
| Fredonia Hotel | Nacogdoches | TX | 05/2018 | 08/2018 |
| The Barbecue House | Nacogdoches | TX | 08/2020 | 07/2021 |
| Morgan Stanley | Plano | TX | 06/2019 | 08/2019 |
| Frogs Sports Bar & Grill | Nacogdoches | TX | 11/2019 | 03/2020 |
| Fidelity Investments | Westlake | TX | 09/2021 | 07/2023 |
| Stifel, Nicolaus & Company, Incorporated | Dallas | TX | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-02 |
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