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Christopher James Canal

Rbc Capital Markets, LLC

Mount Laurel, NJ

West Depford, NJ

CRD 7129821

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-07-29
TX RA APPROVED 2026-07-27
NJ RA APPROVED 2026-07-07
PA RA APPROVED 2026-07-02
  • VI RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-27
  • NJ RA
    APPROVED
    Since 2026-07-07
  • PA RA
    APPROVED
    Since 2026-07-02

Branch Locations

3000 Atrium Way Suite 500, Mount Laurel, NJ 08054-3914 • United States

West Depford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2022 06/2026
Ubs Mount Laurel NJ 01/2021 05/2022
Saint Joseph'S University Philadelphia PA 08/2018 05/2022
Morgan Stanley Mount Laurel Township NJ 06/2019 08/2019
Municipal Record Service Audubon NJ 12/2016 09/2017
Giumarellos Restaurant And Bar Haddon Township NJ 06/2020 12/2020
Saint Joseph'S University Philadelphia PA 08/2018 05/2022
Bishop Eustace Preparatory School Pennsauken Township NJ 09/2014 06/2018
Unemployed Cherry Hill NJ 08/2016 12/2016
Unemployed Cherry Hill NJ 09/2017 07/2018
Rbc Capital Markets Llc Mount Laurel NJ 07/2026 Present
  • 07/2022 → 06/2026
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2021 → 05/2022
    Ubs
    Mount Laurel, NJ
  • 08/2018 → 05/2022
    Saint Joseph'S University
    Philadelphia, PA
  • 06/2019 → 08/2019
    Morgan Stanley
    Mount Laurel Township, NJ
  • 12/2016 → 09/2017
    Municipal Record Service
    Audubon, NJ
  • 06/2020 → 12/2020
    Giumarellos Restaurant And Bar
    Haddon Township, NJ
  • 08/2018 → 05/2022
    Saint Joseph'S University
    Philadelphia, PA
  • 09/2014 → 06/2018
    Bishop Eustace Preparatory School
    Pennsauken Township, NJ
  • 08/2016 → 12/2016
    Unemployed
    Cherry Hill, NJ
  • 09/2017 → 07/2018
    Unemployed
    Cherry Hill, NJ
  • 07/2026 → Present
    Mount Laurel, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02
Designations
  • Certified Financial Planner
Other Names
  • Chris James Canal
  • Christopher Canal

View on SEC IAPD

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