Caroline Jann Andrews

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  Raymond James Financial Services, Inc.
  Ann Arbor, MI
• 04/2014 → 05/2019
  The Alinea Group Llc
  Chicago, IL

Other Businesses

(1) Name of Business: Legacy Financial Address: 4420 Jackson Rd Ste 101, Ann Arbor, MI, 48103-1834, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor, Partner (2) Name of Business: Owl HR Consultants, LLC Address: 807 3rd St., Ann Arbor, MI, 48103, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/16/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Helping small businesses or individuals as a occasional consultant of Human Resource related topics including best practices for recruiting/hiring, performance tracking, and the employment life cycle.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-31

Other Names

• Caroline Jann Dunbar