Sandra Carroll

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 05/2019
  Unemployed
  Shawano, WI
• 10/1998 → 05/2018
  Usps
  Wrightstown, WI
• 06/2019 → 05/2024
  Thrivent Investment Management Inc
  Shawano, WI
• 07/2019 → 12/2019
  Thrivent Financial
  Appleton, WI
• 12/2019 → 05/2024
  Thrivent Financial
  Appleton, WI
• 05/2024 → 05/2025
  Lpl Financial Llc
  Shawano, WI
• 05/2024 → 05/2025
  Premier Community Bank
  Shawano, WI
• 05/2025 → Present
  Edward Jones
  St Louis, MO

Previous Registrations

• 2024-05-22 → 2025-06-11
  Lpl Financial Llc
  Shawano, WI
  Pulaski, WI
• 2019-10-08 → 2024-05-14
  Thrivent Investment Management Inc.
  Madison, WI
  Shawano, WI
  Shawano, WI

Other Businesses

Cole Steinke Thrivent paid through LeClair Group Type: Shawano, WI Start date: 12/5/2024 Title: Hours per week: 0 Hours during trading: 0 Desc: Humana book of business sold *****

Exams

• S66 Uniform Combined State Law Examination
  2019-10-07

Other Names

• Sandra Pocan