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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-10-19 |
| OH | RA | APPROVED | 2007-03-01 |
Branch Locations
7950 Moorsbridge Rd Ste 304, Portage, MI 49024 • United States
Kalamazoo, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kalamazoo | MI | 09/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Portage | MI | 03/2020 | Present |
Other Business Activities; Volunteer committee member tornado recovery; My neighborhood, Colony Woods was hit with a tornado. My house and office were spared. The President of the Colony Woods Neighborhood Association has asked me to join the finance committee. On the committee I will help request grants and allocate funds for recovery. This is a volunteer position; I will receive no compensation. ; 5786 Blue Jay Dr., , Kalamazoo, MI, 49009; Not Investment-Related; 06/01/2024; 0 during trading hours; 10 to 19 hours per month / Treasurer for "Joanne O'rourke for Texas Township Supervisor election"; I have been asked to volunteer to be treasurer for "Committee to elect Joanne O'Rourke" This is a volunteer role, I won't receive compensation. I will keep track of donations and expenditures and submit online reports of the donations and expenditures to Michigan Department of State Bureau of Elections. I will not be doing any fundraising. ; 5786 Blue Jay Dr., , kalamazoo, MI, 49009; Not Investment-Related; 08/08/2024; 0 during trading hours; 10 to 19 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-14 |
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