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John Robert Reynolds

Ubs Financial Services Inc.

Birmingham , AL

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-26
TN RA APPROVED 2022-06-22
NY RA APPROVED 2022-02-07
NJ RA APPROVED 2021-01-12
  • TX RA
    APPROVED_RES
    Since 2024-08-26
  • TN RA
    APPROVED
    Since 2022-06-22
  • NY RA
    APPROVED
    Since 2022-02-07
  • NJ RA
    APPROVED
    Since 2021-01-12

Branch Locations

Birmingham , AL • United States

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baylor School Chattanooga TN 09/2010 04/2017
Armstrong Relocation Ooltewah TN 05/2017 08/2017
University Of Tennessee Knoxville TN 09/2017 04/2018
Harper Auto Square Knoxville TN 05/2018 08/2018
Brown Bag Knoxville TN 08/2018 01/2020
University Of Tennessee Knoxville TN 08/2018 05/2019
Ubs Nashville TN 06/2019 08/2019
University Of Tennessee Knoxville TN 09/2019 05/2020
N/A Knoxville TN 06/2020 09/2020
Ubs Financial Services Inc Weehawken NJ 10/2020 Present
  • 09/2010 → 04/2017
    Baylor School
    Chattanooga, TN
  • 05/2017 → 08/2017
    Armstrong Relocation
    Ooltewah, TN
  • 09/2017 → 04/2018
    University Of Tennessee
    Knoxville, TN
  • 05/2018 → 08/2018
    Harper Auto Square
    Knoxville, TN
  • 08/2018 → 01/2020
    Brown Bag
    Knoxville, TN
  • 08/2018 → 05/2019
    University Of Tennessee
    Knoxville, TN
  • 06/2019 → 08/2019
    Ubs
    Nashville, TN
  • 09/2019 → 05/2020
    University Of Tennessee
    Knoxville, TN
  • 06/2020 → 09/2020
    N/A
    Knoxville, TN
  • 10/2020 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2021-01-11
Other Names
  • Jack Reynolds
  • John Robert Reynolds

View on SEC IAPD

Other Firms

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PFS INVESTMENTS INC.
PMD ADVISORY
CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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