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John D Diaz

Morgan Stanley

Paramus, NJ

CRD 7129281

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-29
NJ RA APPROVED 2023-03-06
NY RA APPROVED 2023-03-06
  • TX RA
    APPROVED
    Since 2024-11-29
  • NJ RA
    APPROVED
    Since 2023-03-06
  • NY RA
    APPROVED
    Since 2023-03-06

Branch Locations

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Paramus NJ 12/2021 Present
Tommy Bahama Paramus NJ 05/2021 10/2021
Full Time Education - University Of Rochester Rochester NY 09/2017 05/2021
Inc Advisors Paramus NJ 06/2019 08/2019
Capozzi Advisory Group Franklin Lakes NJ 06/2019 08/2019
Ymca Franklin Lakes NJ 06/2018 09/2018
Ymca Wyckoff NJ 06/2017 09/2017
Ramapo High School - Full Time Student Wyckoff NJ 08/2013 05/2017
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 12/2021 → Present
    Morgan Stanley
    Paramus, NJ
  • 05/2021 → 10/2021
    Tommy Bahama
    Paramus, NJ
  • 09/2017 → 05/2021
    Full Time Education - University Of Rochester
    Rochester, NY
  • 06/2019 → 08/2019
    Inc Advisors
    Paramus, NJ
  • 06/2019 → 08/2019
    Capozzi Advisory Group
    Franklin Lakes, NJ
  • 06/2018 → 09/2018
    Ymca
    Franklin Lakes, NJ
  • 06/2017 → 09/2017
    Ymca
    Wyckoff, NJ
  • 08/2013 → 05/2017
    Ramapo High School - Full Time Student
    Wyckoff, NJ
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-04
S63 Uniform Securities Agent State Law Examination 2022-01-21
  • S65 Uniform Investment Adviser Law Examination
    2023-03-04
  • S63 Uniform Securities Agent State Law Examination
    2022-01-21
Other Names
  • John Daniel Diaz

View on SEC IAPD

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