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Riley William Robinson

Ubs Financial Services Inc.

Seminole, FL

St. Petersburg, FL

Tampa, FL

CRD 7129190

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-07-17
NV RA APPROVED 2024-07-11
TX RA APPROVED_RES 2024-07-11
FL RA APPROVED 2024-07-10
NC RA APPROVED 2022-06-09
  • DC RA
    APPROVED
    Since 2024-07-17
  • NV RA
    APPROVED
    Since 2024-07-11
  • TX RA
    APPROVED_RES
    Since 2024-07-11
  • FL RA
    APPROVED
    Since 2024-07-10
  • NC RA
    APPROVED
    Since 2022-06-09

Branch Locations

Seminole, FL • United States

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunray Marine Largo FL 06/2020 06/2021
Union Bank Of Switzerland Tampa FL 05/2019 07/2019
Union Bank Of Switzerland Charlotte NC 01/2022 Present
University Of Central Florida Orlando FL 06/2017 12/2021
Clearwater Central Catholic High School Clearwater FL 08/2012 05/2017
Ubs Financial Services Inc Weehawken NJ 01/2022 Present
  • 06/2020 → 06/2021
    Sunray Marine
    Largo, FL
  • 05/2019 → 07/2019
    Union Bank Of Switzerland
    Tampa, FL
  • 01/2022 → Present
    Union Bank Of Switzerland
    Charlotte, NC
  • 06/2017 → 12/2021
    University Of Central Florida
    Orlando, FL
  • 08/2012 → 05/2017
    Clearwater Central Catholic High School
    Clearwater, FL
  • 01/2022 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-09
  • S66 Uniform Combined State Law Examination
    2022-06-09

View on SEC IAPD

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