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Johnathan D Fincher

Hightower Advisors, LLC

Chicago, IL

New York, NY

CRD 7129012

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-23
  • NY RA
    APPROVED
    Since 2025-04-23

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1330 6Th Avenue 31St Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sirius Decisions Wilton CT 05/2018 08/2018
Boston College Boston MA 08/2018 05/2019
Oppenheimer & Co New York NY 06/2019 08/2019
Boston College Boston MA 08/2019 06/2020
Oppenheimer & Co New York NY 08/2020 03/2025
Boston College Boston MA 08/2017 05/2018
Aspetuck Valley Country Club Weston CT 06/2017 08/2017
Boston College Boston MA 08/2016 05/2017
Hightower Advisors, Llc New York NY 04/2025 Present
  • 05/2018 → 08/2018
    Sirius Decisions
    Wilton, CT
  • 08/2018 → 05/2019
    Boston College
    Boston, MA
  • 06/2019 → 08/2019
    Oppenheimer & Co
    New York, NY
  • 08/2019 → 06/2020
    Boston College
    Boston, MA
  • 08/2020 → 03/2025
    Oppenheimer & Co
    New York, NY
  • 08/2017 → 05/2018
    Boston College
    Boston, MA
  • 06/2017 → 08/2017
    Aspetuck Valley Country Club
    Weston, CT
  • 08/2016 → 05/2017
    Boston College
    Boston, MA
  • 04/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06

View on SEC IAPD

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