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Dominick A Chicago

Ae Wealth Management, LLC

Naples, FL

CRD 7128863

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Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-16
  • FL RA
    APPROVED
    Since 2026-04-16

Branch Locations

5100 Tamiami Trl N #103, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pelicans Nest Golf Club Fort Myers FL 10/2016 10/2019
Equitable Advisors (Axa Advisors, Llc) Fort Myers FL 07/2019 12/2022
Merrill Lynch (Bank Of America) Fort Myers FL 12/2022 04/2024
Finemark National Bank And Trust Fort Myers FL 04/2024 04/2025
Osaic Institutions, Inc. Meriden CT 05/2024 04/2025
Edward Jones St. Louis MO 05/2025 03/2026
Florida Gulf Coast University Fort Myers FL 05/2015 06/2018
Ae Wealth Management, Llc Topeka KS 04/2026 Present
Pfs Wealth Management Group Naples FL 04/2026 Present
Pfs Wealth Management Naples FL 04/2026 Present
Windy City Rentals Fort Myers FL 08/2026 Present
  • 10/2016 → 10/2019
    Pelicans Nest Golf Club
    Fort Myers, FL
  • 07/2019 → 12/2022
    Equitable Advisors (Axa Advisors, Llc)
    Fort Myers, FL
  • 12/2022 → 04/2024
    Merrill Lynch (Bank Of America)
    Fort Myers, FL
  • 04/2024 → 04/2025
    Finemark National Bank And Trust
    Fort Myers, FL
  • 05/2024 → 04/2025
    Meriden, CT
  • 05/2025 → 03/2026
    St. Louis, MO
  • 05/2015 → 06/2018
    Florida Gulf Coast University
    Fort Myers, FL
  • 04/2026 → Present
    Topeka, KS
  • 04/2026 → Present
    Pfs Wealth Management Group
    Naples, FL
  • 04/2026 → Present
    Pfs Wealth Management
    Naples, FL
  • 08/2026 → Present
    Windy City Rentals
    Fort Myers, FL
Previous Registrations
Other Businesses

1)PFS Wealth Management; Yes, Investment Related; 5100 Tamiami Trail N #103, Naples, FL 34103; Insurance Sales; Advisor; Start Date 04/2026; Approx. 20 hours a month; Approx. 20 hours during trading; Insurance Sales and Services. 2)WINDY CITY RENTALS; Non-Investment Related; 11229 Yellow Poplar Dr., Fort Myers, FL 33913; LLC to hold rental property; Co-Owner; Start Date: 8/1/2026; Approx. 1 hours a month; Approx. 00 hours during trading; Own home and co-owner of the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-28
  • S66 Uniform Combined State Law Examination
    2021-05-28
Other Names
  • Dominick Alphonse Chicago
  • Dominick Chicago
  • Dominick Chicago

View on SEC IAPD

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