Ce Shi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 05/2019
  Bank Of America, N.A.
  Alhambra, CA
• 11/2016 → 04/2018
  Sst&C Usa Inc.
  Arcadia, CA
• 08/2016 → 09/2023
  U.S. Army Reserve
  Bell, CA
• 12/2018 → 05/2019
  State Of California
  Hacienda Heights, CA
• 05/2019 → Present
  J.P. Morgan Securities Llc
  Arcadia, CA
• 05/2019 → Present
  Jpmorgan Chase Bank, N.A.
  Arcadia, CA
• 08/2023 → Present
  Us Promissory Cpa, Apc
  Rosemead, CA
• 10/2024 → Present
  9720 Tc Holdings Llc
  Temple City, CA

Other Businesses

Entity Name: 9720 TC HOLDINGS LLC Investment related: No Address: Entity: TEMPLE CITY CA 91780 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/18/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Limited Liability Company (LLC) created as the holding company of commercial real estate properties. Business will be receiving tenant payment. Entity Name: US PROMISSORY CPA, APC Investment related: No "Address: U.S. PROMISSORY C.P.A., APC , Rosemead, CA 91770 https://www.whuangcpa.com" Nature of the other business: Tax Services Position/Title/Relationship: Employee/Contractor Start Date: 08/07/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: My wife is the Principle and 100% owner of the company, she started the company since 2017, business NAICS Code: 541211, herself is a CPA, LIC# 129068. The company helps provide full tax service to business owners and individuals including book keeping, tax preparation, payroll service and etc. My duty includes help managing company's bank and brokerage account and maintain business tangible and intangible asset My role will not interact with any firm's client nor other employees in the firm. "

Exams

• S66 Uniform Combined State Law Examination
  2025-03-12
• S63 Uniform Securities Agent State Law Examination
  2019-09-12