Emily Whorton Harwood

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-12-22
TX	RA	APPROVED	2025-12-16

LA RA
APPROVED

Since 2025-12-22
TX RA
APPROVED

Since 2025-12-16

Branch Locations

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Dallas	TX	06/2005	Present
Charles Schwab Bank, Ssb	Dallas	TX	06/2005	03/2020
Schwab Wealth Advisory Inc	Dallas	TX	12/2025	Present

06/2005 → Present

Charles Schwab & Co., Inc.

Dallas, TX
06/2005 → 03/2020

Charles Schwab Bank, Ssb

Dallas, TX
12/2025 → Present

Schwab Wealth Advisory Inc

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-11
S63	Uniform Securities Agent State Law Examination	1998-11-04

S66 Uniform Combined State Law Examination

2005-08-11
S63 Uniform Securities Agent State Law Examination

1998-11-04

Other Names

Emily Harwood
Emily Suzanne Whorton

View on SEC IAPD