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Deanna Brooke Wetherington

Wells Fargo Clearing Services, LLC

Wilmington, NC

Greenville, NC

CRD 7128559

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-05
NC RA APPROVED 2020-07-23
  • TX RA
    APPROVED_RES
    Since 2026-08-05
  • NC RA
    APPROVED
    Since 2020-07-23

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

1802 Stantonsburg Rd, Greenville, NC 27834 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenville NC 05/2019 Present
Branch Banking And Trust Winterville NC 12/2015 05/2019
Other Businesses

RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 11/19/2020, 5 HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 11/13/2020, 5 HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 11/13/2020, 5 HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 11/30/2020, 5 HOURS PER MONTH, ZERO DURING TRADING. WETHERINGTON FAMILY HOLDINGS LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP; START DATE: 9/23/2022, 5 HRS PER MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, DOVER, NC, 100% OWNERSHIP, START DATE: 7/18/23, 5 HOURS PER MONTH, ZERO DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-23
  • S66 Uniform Combined State Law Examination
    2020-07-23
Other Names
  • Deanna Worthington
  • Deanna Brooke Worthington
  • Brooke Worthington

View on SEC IAPD

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