Michael Jon Gheen

Current Employers

Employment History

• 07/2015 → Present
  Global Retirement Partners, Llc
  Cleveland, OH
• 08/2015 → Present
  Lpl Financial, Llc
  Cleveland, OH

Previous Registrations

• 2013-12-11 → 2015-08-06
  The Huntington Investment Company
  Pepper Pike, OH
• 2012-05-15 → 2013-09-30
  Cetera Advisors Llc
  Brecksville, OH
  Cincinnati, OH
• 2011-09-23 → 2012-05-11
  Raymond James Financial Services Advisors, Inc
  Marietta, OH
• 2006-01-24 → 2011-02-09
  Cetera Advisors Llc
  Akron, OH
  Akron, OH

Other Businesses

1) 08/14/2015: OSWALD FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) - START 07/01/2015 - 160 Hr/Mo; 40 Hours During Securities Trading; 1% Time Spent 2) 08/14/2015: OSWALD COMPANIES - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - START 07/01/2015 - DISABILITY/ACCIDENT & HEALTH, LIFE, LTC - 120 Hr/Mo; 30 Hours During Securities Trading; 85% TIME SPENT 3) 08/25/2015: GLOBAL RETIREMENT PARTNERS - REGISTERED INVESTMENT ADVISOR HYBRID - INV REL - 4340 REDWOOD HWY, SUITE B60 SAN RAFAEL, CA 94903 - START 07/01/2015 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% TIME SPENT 4) 11/17/2015: Oswald Financial, Inc. - Registered Investment Advisor DBA - (HYBRID)Oswald Financial, Inc. - INV REL - At Reported Business Location(s) - START 07/01/2015 - IAR, We provide consulting services for either a flat fee or bps - 160 Hr/Mo; 160 Hours During Securities Trading 5) 07/21/2016: Oswald Financial Wealth Management - DBA for LPL Business (entity for LPL business) - Oswald Financial Wealth Management - INV REL - At Reported Business Location(s) - Start 07/01/2015 - Individual wealth management services - 160 Hr/Mo; 160 Hours During Securities Trading 6) 07/28/2016: Oswald Financial Wealth Management - Registered Investment Advisor DBA - (HYBRID) Oswald Financial Wealth Management - INV REL - At Reported Business Location(s) - start 07/01/2015 - Individual wealth management services for fixed fees - 160 Hr/Mo; 160 Hours During Securities Trading. 7) 8/24/2017: Oswald Companies - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 07/20/2015 - 160 Hours Per Month/140 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-02

Designations

Other Names

• Mike Gheen