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Austin Schwanenberger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-26
TX RA APPROVED 2023-08-30
  • FL RA
    APPROVED
    Since 2023-12-26
  • TX RA
    APPROVED
    Since 2023-08-30

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper Saint Clair PA 11/2022 Present
Bank Of America Penn Hills PA 12/2020 11/2022
Williams Lea Wheeling WV 06/2019 12/2020
Gamestop Triadelphia WV 02/2012 05/2019
West Liberty University West Liberty WV 08/2017 05/2019
West Virginia Northern Community College Wheeling WV 08/2012 08/2017
  • 11/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Upper Saint Clair, PA
  • 12/2020 → 11/2022
    Bank Of America
    Penn Hills, PA
  • 06/2019 → 12/2020
    Williams Lea
    Wheeling, WV
  • 02/2012 → 05/2019
    Gamestop
    Triadelphia, WV
  • 08/2017 → 05/2019
    West Liberty University
    West Liberty, WV
  • 08/2012 → 08/2017
    West Virginia Northern Community College
    Wheeling, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04
Other Names
  • Austin Schwanenberger
  • Austin Thomas Schwanenberger

View on SEC IAPD

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Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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