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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2019 | 02/2023 |
| Auto Boutique Consulting, Inc | Parkland | FL | 03/2016 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 02/2023 | Present |
| Bank Of America, N.A. | Boca Raton | FL | 02/2023 | Present |
I*1178259 Entity Type: For Profit Name of OBA: Auto Boutique Consulting Address: Coral Springs, Florida, 33067 Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/01/2016 Number of Hours: 0 Number of Hours during trading: 0 Duties: residual income from automobile dealership ancillary sales products minimal administrative review of statements I*2674289, Entity Type: Charitable Name of OBA: Habitat for Humanity, Address: Riviera Beach, Florida, 33407, Investment Related: No, Position, Title, Association: Employee State Date: 08/31/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: General planning of the upcoming Veteran's build of a new home. Building Homes for the those in need of a safe home I*3320272 Entity Type: For Profit Name of OBA: Laundry Spa LLC Address: Oakland Park, Florida, 33309 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 01/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: I would like to invest in the ownership of a coin laundry business as an absentee owner with a partner who will be the full time operator of the business no responsibilities, just financial investment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-03 |
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